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Registered advisor
K•••••• J•••••• H•••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedWestlake Village, Ca dual registrantIAPD 5466178
Feed of 09/14/2026
Also filed as K•••••• J• B•••
At current firm
17 y
since Jul 16, 2009
In the industry
18 y
since Apr 4, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 16, 2009 · Westlake Village, Ca
- C••••• A•••••• N••••••• L•• formerMay 8, 2008 to Jun 1, 2009 · Westlake Village, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• A•••••• N••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jun 1, 2009, registered Jul 16, 2009 (45 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address