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Registered advisor
I••• J• C••
Feed of 09/14/2026
Also filed as S••• J• C••
At current firm
12 y
since Jan 21, 2014
In the industry
18 y
since May 2, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Jan 21, 2014 · Millbrae, Ca
- L•• F•••••••• L•• BD affiliatedNov 21, 2011 to Jan 30, 2013 · San Francisco, Ca
- I••••••••• A••••••• I••••••••• I••• unclassifiedJan 7, 2011 to Aug 31, 2011 · San Francisco, Ca
- N••••••••• M••••• I••••••••• S••••••••• no RAUMOct 9, 2008 to Jan 15, 2009 · Redwood City, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDMay 5, 2008 to Jul 7, 2008 · San Francisco, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 30, 2013, registered Jan 21, 2014 (356 days) · Other
- I••••••••• A••••••• I••••••••• I••• to L•• F•••••••• L••left Aug 31, 2011, registered Nov 21, 2011 (82 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to I••••••••• A••••••• I••••••••• I•••left Jan 15, 2009, registered Jan 7, 2011 (722 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Jul 7, 2008, registered Oct 9, 2008 (94 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address