DFX Intelligence
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Registered advisor
V•••••• A• B••••
Feed of 09/14/2026
Also filed as V•••••• A••• W•••••
At current firm
4 y
since Nov 23, 2021
In the industry
18 y
since Jan 29, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Nov 23, 2021 · Des Peres, Mo
- M•• I•••••••• S•••••••• L•• BD affiliatedMar 25, 2017 to Nov 29, 2021 · St. Louis, Mo
- M•• F•••••••• S•••••••• I••• formerJan 2, 2015 to Mar 25, 2017 · St. Louis, Mo
- N•• E•••••• S••••••••• C••••••••• formerMar 1, 2010 to Jan 2, 2015 · St. Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to L•• F•••••••• L••left Nov 29, 2021, registered Nov 23, 2021 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- N•• E•••••• S••••••••• C••••••••• to M•• F•••••••• S•••••••• I•••left Jan 2, 2015, registered Jan 2, 2015 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address