DFX Intelligence
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Registered advisor
B•••• A••••• M••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
6 y
since Jan 3, 2020
In the industry
18 y
since Jan 1, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 3, 2020 · Greenville, Wi
- A••••••••• F•••••••• S•••••••• L•• national BDMar 28, 2008 to Jan 9, 2020 · Madison, Wi
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Jan 9, 2020, registered Jan 3, 2020 (-6 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address