DFX Intelligence
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Registered advisor
Z•••••• D••••• L••••
Feed of 09/14/2026
At current firm
2 y
since Mar 12, 2024
In the industry
18 y
since Jan 1, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 12, 2024 · Upper Sandusky, Oh
- O•••• W•••••• I••• BD affiliatedJul 8, 2013 to Mar 14, 2024 · Maumee, Oh
- W••••• S••••• S••••••••• I••• formerAug 27, 2012 to Jul 11, 2013 · Toledo, Oh
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to L•• F•••••••• L••left Mar 14, 2024, registered Mar 12, 2024 (-2 days) · Affiliated broker-dealer or bank to another
- W••••• S••••• S••••••••• I••• to O•••• W•••••• I•••left Jul 11, 2013, registered Jul 8, 2013 (-3 days) · corporate re-registration, not a move
Signals
- ••• LockedMar 14, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address