DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

M•••••• C••••• F••••••

C•••••• S••••• • C••• I•••national BDIrvine, Cadual registrantIAPD 5489430
Feed of 09/14/2026
Also filed as M•••••• C••••• S•••
At current firm
9 y
since Aug 10, 2017
In the industry
18 y
since Jun 16, 2008 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    No dated event on this person.
    Transition signals

    Mobility scoring is not published yet.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    National broker-dealer RIAderived
    Years in industry
    18derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, outside business text, branch street address