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Registered advisor
R••• C••• J••••••
Feed of 09/14/2026
Also filed as R••• C• J••••••••• J••••••
At current firm
8 y
since Jul 2, 2018
In the industry
16 y
since Jul 16, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jul 2, 2018 · Doylestown, Pa
- R•••••• J•••• • A••••••••• I••• national BDAug 8, 2014 to Jun 6, 2018 · Newtown, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 19, 2010 to Mar 19, 2013 · Pennington, Nj
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 6, 2018, registered Jul 2, 2018 (26 days) · Affiliated broker-dealer or bank to wirehouse
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R•••••• J•••• • A••••••••• I•••left Mar 19, 2013, registered Aug 8, 2014 (507 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address