DFX Intelligence

RIA Intelligence

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Registered advisor

F••••••• D••••• S•••••

A••••••• A••••••• S•••••••• L••BD affiliatedNorwalk, Iadual registrantIAPD 5513585
Feed of 09/14/2026
Also filed as F••• S••••••••• D• S••••••••• S•••••
At current firm
3 y
since Sep 7, 2023
In the industry
11 y
since Jan 1, 2015 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    No dated event on this person.
    Transition signals

    Mobility scoring is not published yet.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    Broker-dealer affiliated wealth managerderived
    Years in industry
    11derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, outside business text, branch street address