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Registered advisor
T••• L••• A••••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseBridgewater, Nj dual registrantIAPD 5525907
Feed of 09/23/2026
Also filed as T••• L• M••••••
At current firm
13 y
since Dec 19, 2012
In the industry
18 y
since Apr 1, 2008 (earliest exam, job or registration)
Prior registered firms
0
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Dec 19, 2012 · Bridgewater, Nj
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address