DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
N•••• D• S•••
Feed of 09/14/2026
Also filed as N•••• S••••••••• D• S••••••••• S•••
At current firm
13 y
since Mar 13, 2013
In the industry
18 y
since Aug 28, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 13, 2013 · Plainsboro, Nj
- S••••••••• A•••••• A•••••••• I••• formerApr 6, 2011 to Feb 28, 2013 · Iselin, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 10, 2008 to Jan 11, 2010 · Princeton, Nj
Moves
a registration end followed by a registration begin elsewhere
- S••••••••• A•••••• A•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Feb 28, 2013, registered Mar 13, 2013 (13 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••••• A•••••• A•••••••• I•••left Jan 11, 2010, registered Apr 6, 2011 (450 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address