DFX Intelligence
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Registered advisor
K••• M•••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as K••• J• M•••••••
At current firm
14 y
since Dec 8, 2011
In the industry
17 y
since Jan 27, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• N••••••• • C••••••• I••••••••• national BD currentsince Dec 8, 2011 · Overland Park, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 29, 2009 to Dec 12, 2011 · Chillicothe, Mo
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••• N••••••• • C••••••• I•••••••••left Dec 12, 2011, registered Dec 8, 2011 (-4 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address