DFX Intelligence
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Registered advisor
D•••• M•••••• B•••••••
Feed of 09/15/2026
Also filed as D•••• M• B••••••••• B•••••••
At current firm
16 y
since Jan 1, 2010
In the industry
17 y
since Oct 17, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Jan 1, 2010 · San Diego, Ca
- U•• I••••••••• I••• unclassifiedMar 3, 2009 to Jan 1, 2010 · San Diego, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 21, 2008 to Mar 3, 2009 · San Diego, Ca
Moves
a registration end followed by a registration begin elsewhere
- U•• I••••••••• I••• to U•• F•••••••• S••••••• I•••left Jan 1, 2010, registered Jan 1, 2010 (0 days) · corporate re-registration, not a move
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• I••••••••• I•••left Mar 3, 2009, registered Mar 3, 2009 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address