DFX Intelligence
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Registered advisor
S•••• W• B•••••
Feed of 09/14/2026
Also filed as S••• M••••••• W••••••••• M••••••• B••••••••• W• B••••••••• M••••••• W••••••••• M••••••• W•••••• B••••••••• W•••••• B••••••••• W•••••• B•••••
At current firm
11 y
since Jun 1, 2015
In the industry
12 y
since Jan 31, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 1, 2015 · Raleigh, Nc
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedFeb 4, 2014 to Jan 16, 2015 · Morrisville, Nc
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jan 16, 2015, registered Jun 1, 2015 (136 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address