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Registered advisor
M•••••• A• J••
Feed of 09/15/2026
Also filed as M•••••• A•••• J••
At current firm
14 y
since Dec 9, 2011
In the industry
18 y
since Sep 16, 2008 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Dec 9, 2011 · Charlotte, Nc
- C•••• I••••••••• S••••••• C•••• formerNov 23, 2010 to Oct 5, 2011 · Deland, Fl
- P•••• S••••••••• L•• no RAUMDec 17, 2008 to Nov 9, 2010 · Orlando, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDSep 23, 2008 to Nov 10, 2008 · Orlando, Fl
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 5, 2011, registered Dec 9, 2011 (65 days) · Other
- P•••• S••••••••• L•• to C•••• I••••••••• S••••••• C••••left Nov 9, 2010, registered Nov 23, 2010 (14 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to P•••• S••••••••• L••left Nov 10, 2008, registered Dec 17, 2008 (37 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address