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Registered advisor

P•••••• V••• L•••••

T••••••••• F•••••••• A•••••••• L••BD affiliatedCentennial, CoIA-onlyIAPD 5586395
Feed of 09/14/2026
At current firm
14 y
since Jan 6, 2012
In the industry
18 y
since Jul 28, 2008 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • I••••••••• A••••••• I••••••••• I••• unclassified
    Mar 6, 2009 to Jan 6, 2012 · Greenwood Village, Co
  • F•••••••• L••••••••• A•••••••• I••• unclassified
    Sep 4, 2008 to Jan 6, 2009 · Parker, Co
Moves
a registration end followed by a registration begin elsewhere
  • I••••••••• A••••••• I••••••••• I••• to T••••••••• F•••••••• A•••••••• L••
    left Jan 6, 2012, registered Jan 6, 2012 (0 days) · corporate re-registration, not a move
  • F•••••••• L••••••••• A•••••••• I••• to I••••••••• A••••••• I••••••••• I•••
    left Jan 6, 2009, registered Mar 6, 2009 (59 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
18derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address