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RIA Intelligence

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P•••••••• C•••••••

Registered advisorat A••••••••• F•••••••• S•••••••• L••Dual registrant· Scottsdale, AzIAPD 5589692
At current firm
12 y
since Jun 30, 2014
In the industry
17 y
Prior registered firms
0
Signals
0
As of · the IAPD feed; also filed as P••••• C••••••••• C•••••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Registration history
IAPD current and previous registrations
    Moves
    a registration end followed by a registration begin elsewhere
    No firm change on the tape.
    Signals
    No dated event on this person.
    Transition signals

    Mobility scoring is not published yet.

    Provenance
    Source
    IAPD individual compilation feedreportedadviserinfo.sec.gov
    Firm class
    National broker-dealer RIAderived
    Years in industry
    17derivedfrom the earliest dated exam, employment or registration
    Not published
    disclosure flags, outside business text, branch street address