DFX Intelligence
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Feed of 09/14/2026
At current firm
0 y
since Jun 2, 2026
In the industry
12 y
since Jul 24, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J•••• F•••••••• state registered currentsince Jun 2, 2026 · Star, Id
- U••• B•••••• I••••••••• I••• formerOct 6, 2016 to Mar 13, 2019 · Saint Paul, Mn
- A••••••••• F•••••••• S•••••••• L•• national BDJul 24, 2014 to Aug 8, 2016 · Hudson, Wi
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to J•••• F••••••••left Mar 13, 2019, registered Jun 2, 2026 (2638 days) · Affiliated broker-dealer or bank to a state-registered adviser
- A••••••••• F•••••••• S•••••••• L•• to U••• B•••••• I••••••••• I•••left Aug 8, 2016, registered Oct 6, 2016 (59 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address