DFX Intelligence
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Registered advisor
A•••• L••••• R••••••
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
5 y
since Mar 1, 2021
In the industry
18 y
since Sep 22, 2008 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Professional profileWhat is shown hereOnly business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
title, designations and roles as the firm prints them
- Title
- Founderreportedarbuscm.comfirm site, Sep 16, 2026
Registration history
IAPD current and previous registrations
- A•••• C•••••• M••••••••• L•• independent RIA currentsince Mar 1, 2021 · New York, Ny
- A•••• C•••••• M••••••••• L•• independent RIAOct 30, 2008 to Dec 2, 2009 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
No firm change on the tape.
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address