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Registered advisor
P•••••• J• M••••••
Feed of 09/15/2026
Also filed as P•••••• J••••• M••••••••• J• M••••••••• M••••••
At current firm
1 y
since Aug 28, 2025
In the industry
15 y
since Oct 1, 2010 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Aug 28, 2025 · Fort Mill, Sc
- U•• F•••••••• S••••••• I••• wirehouseNov 6, 2015 to Apr 7, 2020 · Weehawken, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 20, 2011 to Oct 26, 2015 · New York, Ny
- C••••• A•••••• N••••••• L•• formerJan 21, 2011 to Apr 12, 2011 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to L•• F•••••••• L••left Apr 7, 2020, registered Aug 28, 2025 (1969 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Oct 26, 2015, registered Nov 6, 2015 (11 days) · Wirehouse to wirehouse
- C••••• A•••••• N••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 12, 2011, registered May 20, 2011 (38 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address