DFX Intelligence
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Registered advisor
J••••• W•••••• B••••••••
Feed of 09/15/2026
At current firm
14 y
since Apr 25, 2012
In the industry
17 y
since Jun 17, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Apr 25, 2012 · Federal Way, Wa
- C•••• I••••••••• S••••••• C•••• formerJul 27, 2010 to Dec 15, 2010 · Newcastle, Wa
- W•••••• • R••• formerJun 18, 2009 to Jun 2, 2010 · Seattle, Wa
Moves
a registration end followed by a registration begin elsewhere
- C•••• I••••••••• S••••••• C•••• to L•• F•••••••• L••left Dec 15, 2010, registered Apr 25, 2012 (497 days) · Other
- W•••••• • R••• to C•••• I••••••••• S••••••• C••••left Jun 2, 2010, registered Jul 27, 2010 (55 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address