DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
K••••• J••• J• B•••••••
Feed of 09/15/2026
Also filed as K••••• J• B•••••••
At current firm
11 y
since Mar 26, 2015
In the industry
11 y
since Nov 10, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U•• F•••••••• S••••••• I••• wirehouse currentsince Mar 26, 2015 · Pasadena, Ca
- L•• F•••••••• L•• BD affiliatedNov 11, 2014 to Mar 23, 2015 · Carlsbad, Ca
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to U•• F•••••••• S••••••• I•••left Mar 23, 2015, registered Mar 26, 2015 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address