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Registered advisor
M•••• L••• A••••••
Feed of 09/14/2026
Also filed as M•••• L• D••••••••• A••••••••• L• A••••••
At current firm
15 y
since May 24, 2011
In the industry
17 y
since Jul 27, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 24, 2011 · Houston, Tx
- E•••••••• A•••••••• L•• national BDJul 29, 2009 to May 24, 2011 · Houston, Tx
Moves
a registration end followed by a registration begin elsewhere
- E•••••••• A•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left May 24, 2011, registered May 24, 2011 (0 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address