DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
J•••• A•••• I••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Arlington, TxIAPD 5661263
Certified Financial Planner
As of · the IAPD feed
- At current firm
- 15 y
- In the industry
- 17 y
- Prior registered firms
- 1
- Signals
- 0
since Nov 15, 2010
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Nov 15, 2010 · Arlington, Tx
- E••••••••• I••• unclassifiedMay 4, 2009 to Nov 16, 2010 · Arlington, Tx
Moves
a registration end followed by a registration begin elsewhere
- E••••••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Nov 16, 2010, registered Nov 15, 2010 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address