DFX Intelligence
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Registered advisor
V••••••• N••••• T•••••
Feed of 09/15/2026
Also filed as V••••••• N• J••••••••• N••••• J••••••••• N••••• T••••••••• T•••••
At current firm
5 y
since Apr 23, 2021
In the industry
17 y
since Apr 1, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Apr 23, 2021 · Grand Rapids, Mi
- C••••• I••••••••• A••••••• L•• BD affiliatedFeb 7, 2019 to Apr 9, 2021 · Traverse City, Mi
- R•••••• J•••• • A••••••••• I••• national BDOct 30, 2013 to Mar 10, 2017 · Traverse City, Mi
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to R•••••• J•••• • A••••••••• I•••left Apr 9, 2021, registered Apr 23, 2021 (14 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to C••••• I••••••••• A••••••• L••left Mar 10, 2017, registered Feb 7, 2019 (699 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address