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Registered advisor
L••••• C•••••••• M••••••
Feed of 09/14/2026
Also filed as L••••• L••••••••• C•••••••• L••••
At current firm
6 y
since Sep 11, 2020
In the industry
14 y
since Feb 28, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- N••••••••• M••••• I••••••••• S••••••••• no RAUM currentsince Sep 11, 2020 · Melville, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDNov 25, 2015 to Mar 21, 2017 · Southampton, Ny
- N••••••••• M••••• I••••••••• S••••••••• no RAUMFeb 29, 2012 to Oct 27, 2015 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Mar 21, 2017, registered Sep 11, 2020 (1270 days) · Other
- N••••••••• M••••• I••••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••left Oct 27, 2015, registered Nov 25, 2015 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address