DFX Intelligence
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Feed of 09/14/2026
Also filed as J••• L•••••••
At current firm
7 y
since Mar 25, 2019
In the industry
11 y
since Dec 1, 2014 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•• BD affiliated currentsince Mar 25, 2019 · Ann Arbor, Mi
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedJul 5, 2016 to Dec 19, 2018 · Mio, Mi
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to S••left Dec 19, 2018, registered Mar 25, 2019 (96 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address