DFX Intelligence
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Registered advisor
M•••••• A• F••••••
Feed of 09/14/2026
Also filed as M•••••• A•••• F••••••••• F••••••••• A•••• F••••••••• A•••• F••••••
At current firm
10 y
since Oct 8, 2015
In the industry
15 y
since Oct 28, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Oct 8, 2015 · Palm Beach Gardens, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 31, 2013 to Sep 3, 2015 · Oakland Park, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseSep 15, 2011 to Oct 18, 2012 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Sep 3, 2015, registered Oct 8, 2015 (35 days) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address