DFX Intelligence
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Registered advisor
B••• M•••••• D••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• B••••••••• M•••••• B•••
At current firm
9 y
since Mar 25, 2017
In the industry
17 y
since Aug 24, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Mar 25, 2017 · Stamford, Ct
- M•• F•••••••• S•••••••• I••• formerDec 15, 2010 to Mar 25, 2017 · Shelton, Ct
- E•••••••• A•••••••• L•• national BDJan 12, 2010 to Dec 1, 2010 · Shelton, Ct
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••left Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- E•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Dec 1, 2010, registered Dec 15, 2010 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address