DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
T••• A• C•••
As of · the IAPD feed
- At current firm
- 15 y
- In the industry
- 16 y
- Prior registered firms
- 1
- Signals
- 0
since Jun 17, 2011
As of · the IAPD feed
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jun 17, 2011 · Bethesda, Md
- B••••••• W••••• M••••••••• I••• state registeredJun 2, 2010 to Oct 1, 2013
Moves
a registration end followed by a registration begin elsewhere
- B••••••• W••••• M••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 1, 2013, registered Jun 17, 2011 (-837 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address