DFX Intelligence
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Registered advisor
B•••••• J••••• C••••
Feed of 09/14/2026
Also filed as B•••••• C••••
At current firm
2 y
since Dec 15, 2023
In the industry
17 y
since Jul 23, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 15, 2023 · Huntington, Ny
- C••••• I••••••••• A••••••• L•• BD affiliatedApr 12, 2021 to Dec 15, 2023 · Melville, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Dec 15, 2023, registered Dec 15, 2023 (0 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedDec 15, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address