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D••••• A• K•••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Richfield, OhIAPD 5709293
As of · the IAPD feed; also filed as D••••• K•••••
- At current firm
- 9 y
- In the industry
- 20 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 27, 2017
As of · the IAPD feed; also filed as D••••• K•••••
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Aug 27, 2017 · Richfield, Oh
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 7, 2009 to Mar 31, 2010 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 31, 2010, registered Aug 27, 2017 (2706 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address