DFX Intelligence
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Registered advisor
S••••• G•• P•••••••
C•••••••• I••••••••• R••••••• A•••••••• I•••BD affiliatedCottonwood Heights, Utdual registrantIAPD 5712061
Certified Financial Planner
Feed of 09/14/2026
Also filed as P••••••• G•• S•••••
At current firm
5 y
since Jul 19, 2021
In the industry
17 y
since Mar 1, 2009 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jul 19, 2021 · Cottonwood Heights, Ut
- O•••• W•••••• I••• BD affiliatedMay 30, 2017 to Jul 19, 2021 · South Jordan, Ut
Moves
a registration end followed by a registration begin elsewhere
- O•••• W•••••• I••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Jul 19, 2021, registered Jul 19, 2021 (0 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address