DFX Intelligence
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Registered advisor
A••••••• G••••
Feed of 09/15/2026
Also filed as A••••••• A• K••••••••• A••••• G••••••••• A••••• K•••••
At current firm
5 y
since Nov 18, 2020
In the industry
11 y
since Sep 1, 2015 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•• C•••••• M••••••• L•• national BD currentsince Nov 18, 2020 · Westlake, Oh
- U•• F•••••••• S••••••• I••• wirehouseNov 27, 2018 to Nov 27, 2020 · Westlake, Oh
Moves
a registration end followed by a registration begin elsewhere
- U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••left Nov 27, 2020, registered Nov 18, 2020 (-9 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address