DFX Intelligence
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Registered advisor
G••••• P•••••• D•••••
Feed of 09/14/2026
Also filed as P•••••• D••••••••• P• D••••••••• D•••••
At current firm
6 y
since Oct 23, 2019
In the industry
12 y
since Jun 20, 2014 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C•••••• S••••• • C••• I••• national BD currentsince Oct 23, 2019 · Ann Arbor, Mi
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 9, 2016 to Oct 2, 2019 · Clearwater, Fl
- L•• F•••••••• L•• BD affiliatedJul 28, 2014 to Jan 14, 2016 · Tampa, Fl
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C•••••• S••••• • C••• I•••left Oct 2, 2019, registered Oct 23, 2019 (21 days) · Wirehouse to affiliated broker-dealer or bank
- L•• F•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 14, 2016, registered Mar 9, 2016 (55 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 12derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address