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Registered advisor

A••••• M• V•• L•••••

Feed of 09/14/2026
Also filed as D••• V••••••••
At current firm
15 y
since Jul 22, 2011
In the industry
15 y
since Jun 1, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
11
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
  • B•••••••• F•••••••• A•••••••• L•• unclassified
    May 1, 2015 to Nov 14, 2018 · Cincinnati, Oh
  • F•••• O• S••••••• L•• unclassified
    Aug 7, 2012 to Mar 26, 2014 · Ft. Mitchell, Ky
Moves
a registration end followed by a registration begin elsewhere
  • B•••••••• F•••••••• A•••••••• L•• to no registered destination
    left Nov 14, 2018 · Departure, no registered destination
  • F•••• O• S••••••• L•• to B•••••••• F•••••••• A•••••••• L••
    left Mar 26, 2014, registered May 1, 2015 (401 days) · Other
Signals
No dated event on this person.
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Broker-dealer affiliated wealth managerderived
Years in industry
15derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address