DFX Intelligence
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Registered advisor
A••••• M•••• G•••••••
Feed of 09/14/2026
Also filed as A••••• M•••• G••••••••• G•••••••
At current firm
2 y
since Oct 2, 2023
In the industry
14 y
since Aug 18, 2012 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Oct 2, 2023 · St. Petersburg, Fl
- R•••••• J•••• • A••••••••• I••• national BDJan 22, 2020 to Jul 7, 2022 · Austin, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 27, 2019 to Jan 15, 2020 · Austin, Tx
- R•••••• J•••• • A••••••••• I••• national BDJan 6, 2016 to Feb 23, 2017 · Austin, Tx
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMay 4, 2015 to Aug 7, 2015 · Austin, Tx
- N••••••••• M••••• I••••••••• S••••••••• no RAUMNov 21, 2013 to Mar 31, 2014 · Ridgeland, Ms
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jan 15, 2020, registered Jan 22, 2020 (7 days) · Affiliated broker-dealer or bank to another
- R•••••• J•••• • A••••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Feb 23, 2017, registered Feb 27, 2019 (734 days) · Affiliated broker-dealer or bank to another
- N••••••••• M••••• I••••••••• S••••••••• to R•••••• J•••• • A••••••••• I•••left Aug 7, 2015, registered Jan 6, 2016 (152 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address