DFX Intelligence
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Registered advisor
M••• A•••• B••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
14 y
since Oct 18, 2011
In the industry
16 y
since Jun 2, 2010 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Oct 18, 2011 · Naperville, Il
- M•• F•••••••• S•••••••• I••• formerJul 20, 2011 to Oct 11, 2011 · Downers Grove, Il
- W•••••• • R••• formerJun 3, 2010 to Dec 20, 2010 · Lisle, Il
Moves
a registration end followed by a registration begin elsewhere
- M•• F•••••••• S•••••••• I••• to R•••••• J•••• • A••••••••• I•••left Oct 11, 2011, registered Oct 18, 2011 (7 days) · Other
- W•••••• • R••• to M•• F•••••••• S•••••••• I•••left Dec 20, 2010, registered Jul 20, 2011 (212 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address