DFX Intelligence
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Registered advisor
R•••••• R••• C•••••••
Feed of 09/14/2026
Also filed as R•••••• U••••••••• R••• U••••••••• R• C••••••••• C••••••••• R• U•••••
At current firm
1 y
since Feb 21, 2025
In the industry
15 y
since Mar 21, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Feb 21, 2025 · Macomb, Mi
- L•• F•••••••• L•• BD affiliatedJan 12, 2016 to Feb 25, 2025 · Mt. Clemens, Mi
- L•• F•••••••• L•• BD affiliatedMar 24, 2011 to Nov 17, 2014 · Bloomfield Hills, Mi
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Feb 25, 2025, registered Feb 21, 2025 (-4 days) · Affiliated broker-dealer or bank to another · moved with a team
Signals
- ••• LockedFeb 25, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address