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C••••••••• W• C••
Registered advisorat A••••••••• F•••••••• S•••••••• L••Dual registrant· Chesterfield, Va IAPD 5802626
As of · the IAPD feed; also filed as C••••••••• W•••• C••
- At current firm
- 13 y
- In the industry
- 16 y
- Prior registered firms
- 1
- Signals
- 0
since Sep 25, 2012
As of · the IAPD feed; also filed as C••••••••• W•••• C••
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Sep 25, 2012 · Mechanicsville, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 12, 2010 to Sep 24, 2012 · Richmond, Va
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Sep 24, 2012, registered Sep 25, 2012 (1 day) · Wirehouse to affiliated broker-dealer or bank
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address