DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
K•••• S• H•••••
Registered advisorat C•••••••• I••••••••• R••••••• A•••••••• I•••Dual registrant· Bensalem, PaIAPD 5833367
As of · the IAPD feed
- At current firm
- 14 y
- In the industry
- 38 y
- Prior registered firms
- 1
- Signals
- 0
since Jan 6, 2012
As of · the IAPD feed
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Registration history
IAPD current and previous registrations
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Jan 6, 2012 · Bensalem, Pa
- H••••• F•••••••• C••••••••• L•• unclassifiedSep 21, 2010 to Dec 31, 2011 · Bensalem, Pa
Moves
a registration end followed by a registration begin elsewhere
- H••••• F•••••••• C••••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Dec 31, 2011, registered Jan 6, 2012 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 38derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address