DFX Intelligence
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Registered advisor
S••••• D••••• S••••
Feed of 09/15/2026
Also filed as S••••• D• S••••
At current firm
4 y
since May 23, 2022
In the industry
16 y
since Aug 1, 2010 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince May 23, 2022 · Austin, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDSep 26, 2018 to May 26, 2022 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left May 26, 2022, registered May 23, 2022 (-3 days) · Affiliated broker-dealer or bank to another
Signals
- ••• LockedMay 26, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address