DFX Intelligence
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Registered advisor
E••• C•••••••• R•••••
Feed of 09/14/2026
At current firm
8 y
since Aug 30, 2018
In the industry
14 y
since Jun 25, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R••••• A••••••• S••••••• I••• state registered currentsince Aug 30, 2018 · Germantown, Tn
- R•••••• J•••• • A••••••••• I••• national BDFeb 21, 2018 to Aug 8, 2018 · Memphis, Tn
- M••••• K••••• • C••••••• L•• formerJun 25, 2012 to Aug 15, 2012 · Memphis, Tn
Moves
a registration end followed by a registration begin elsewhere
- R•••••• J•••• • A••••••••• I••• to R••••• A••••••• S••••••• I•••left Aug 8, 2018, registered Aug 30, 2018 (22 days) · Affiliated broker-dealer or bank to a state-registered adviser
- M••••• K••••• • C••••••• L•• to R•••••• J•••• • A••••••••• I•••left Aug 15, 2012, registered Feb 21, 2018 (2016 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address