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Registered advisor
J••••••• R•••• P•••••
Feed of 09/14/2026
Also filed as J•• R•••• P••••••••• R• P•••••
At current firm
11 y
since May 12, 2015
In the industry
15 y
since May 23, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince May 12, 2015 · New York, Ny
- A••••••••• F•••••••• S•••••••• L•• national BDMay 23, 2014 to Apr 10, 2015 · Diamond Bar, Ca
- C••••• A•••••• N••••••• L•• formerJun 3, 2011 to May 14, 2014 · Covina, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Apr 10, 2015, registered May 12, 2015 (32 days) · Affiliated broker-dealer or bank to wirehouse
- C••••• A•••••• N••••••• L•• to A••••••••• F•••••••• S•••••••• L••left May 14, 2014, registered May 23, 2014 (9 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address