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Registered advisor

M•••••• S•••••• R•••••••

W•••• I••••••••• A•••••••• L••otherPeabody, Ma IA-onlyIAPD 5913486
Feed of 09/15/2026
Also filed as M•••••• R•••••••
At current firm
2 y
since May 16, 2024
In the industry
20 y
since Jun 1, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
  • A••••••• I••••••••• A••••••• S••••••••• L•• unclassified
    Nov 5, 2024 to Dec 9, 2025 · Peabody, Ma
Moves
a registration end followed by a registration begin elsewhere
  • A••••••• I••••••••• A••••••• S••••••••• L•• to no registered destination
    left Dec 9, 2025 · Departure, no registered destination
Signals
  • ••• Locked
    Dec 9, 2025 · Advisor departure · fact
Transition signals

Mobility scoring is not published yet.

Provenance
Source
IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class
Other adviserderived
Years in industry
20derivedfrom the earliest dated exam, employment or registration
Not published
disclosure flags, outside business text, branch street address