DFX Intelligence
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Registered advisor
C•••• D••••• B••••••
Feed of 09/15/2026
Also filed as C•••• D••••• F••••••••• D• B••••••
At current firm
12 y
since Jan 28, 2014
In the industry
15 y
since Aug 31, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 28, 2014 · Keokuk, Ia
- L•• F•••••••• L•• BD affiliatedAug 9, 2012 to May 20, 2013 · Coopersville, Mi
- A••••••••• F•••••••• S•••••••• L•• national BDSep 12, 2011 to Sep 13, 2012 · Livonia, Mi
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to A••••••••• F•••••••• S•••••••• L••left May 20, 2013, registered Jan 28, 2014 (253 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to L•• F•••••••• L••left Sep 13, 2012, registered Aug 9, 2012 (-35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address