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Registered advisor
B•••• C•••••• J•••••••
Feed of 09/15/2026
Also filed as B•••• C•••••• J•••••••
At current firm
5 y
since Jun 14, 2021
In the industry
15 y
since Aug 10, 2011 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•• I•••••••• S•••••••• L•• BD affiliated currentsince Jun 14, 2021 · Delray Beach, Fl
- N••••••••• M••••• I••••••••• S••••••••• no RAUMMar 2, 2015 to Apr 28, 2017 · New York, Ny
- E•••••••• A•••••••• L•• national BDSep 23, 2011 to Dec 23, 2013 · Upper Saddle River, Nj
Moves
a registration end followed by a registration begin elsewhere
- N••••••••• M••••• I••••••••• S••••••••• to M•• I•••••••• S•••••••• L••left Apr 28, 2017, registered Jun 14, 2021 (1508 days) · Other
- E•••••••• A•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••left Dec 23, 2013, registered Mar 2, 2015 (434 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address