DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••••• R•••• R••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J•••••• H••••••••• R•••• B•••
At current firm
4 y
since Dec 16, 2021
In the industry
14 y
since Jul 3, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Dec 16, 2021 · Tulsa, Ok
- C••••• I••••••••• A••••••• L•• BD affiliatedJun 19, 2019 to Dec 17, 2021 · Monrovia, Ca
- F•••••••• A••••••• S•••••••• L•• formerFeb 10, 2017 to Jun 20, 2019 · Monrovia, Ca
Moves
a registration end followed by a registration begin elsewhere
- C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••left Dec 17, 2021, registered Dec 16, 2021 (-1 days) · Affiliated broker-dealer or bank to another
- F•••••••• A••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••left Jun 20, 2019, registered Jun 19, 2019 (-1 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address