DFX Intelligence
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Registered advisor
R••• D••••• W•••••••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
0 y
since Jan 7, 2026
In the industry
15 y
since Jul 5, 2011 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- F•••••••• V••••• L•• former currentsince Jan 7, 2026 · Goleta, Ca
- A••••• A•••••••• L•• formerJul 5, 2011 to Mar 8, 2024 · Goleta, Ca
Moves
a registration end followed by a registration begin elsewhere
- A••••• A•••••••• L•• to F•••••••• V••••• L••left Mar 8, 2024, registered Jan 7, 2026 (670 days) · Other · moved with a team
Signals
- ••• LockedMar 8, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address