DFX Intelligence
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B•••• K••••••
Certified Financial Planner
As of · the IAPD feed; also filed as B•••• A• K••••••
- At current firm
- 5 y
- In the industry
- 15 y
- Prior registered firms
- 1
- Signals
- 0
since Aug 26, 2021
As of · the IAPD feed; also filed as B•••• A• K••••••
ContactWhat is shown hereOnly business contact points published by the advisor’s firm, on its own site or advisor directory, and matched to this registered advisor with a second fact beyond the name. Nothing is inferred or guessed; an office or team line is labelled as such and never shown as a direct line.
what the firm publishes for this advisor, each with the page it was read from
- Advisor profile
- ••• Lockedreportedwealthtender.comfirm site, Sep 24, 2026
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Registration history
IAPD current and previous registrations
- E••••••••• W••••• independent RIA currentsince Aug 26, 2021 · Buffalo, Ny
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 28, 2012 to Sep 10, 2019 · Williamsville, Ny
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••••••• W•••••left Sep 10, 2019, registered Aug 26, 2021 (716 days) · Wirehouse to independent RIA
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address