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Registered advisor
S•••• P•••••••
Feed of 09/15/2026
Also filed as S•••• P••••••••• M•••••• P•••••••
At current firm
6 y
since Jan 16, 2020
In the industry
14 y
since Jan 31, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Jan 16, 2020 · Bellevue, Wa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseDec 12, 2012 to Jan 21, 2020 · Mill Creek, Wa
- M•• F•••••••• S•••••••• I••• formerApr 2, 2012 to Nov 20, 2012 · Bellevue, Wa
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A••••••••• F•••••••• S•••••••• L••left Jan 21, 2020, registered Jan 16, 2020 (-5 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M•• F•••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 20, 2012, registered Dec 12, 2012 (22 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address